Home / AP4.0 User Manual – Table of Contents Audit Program 4.0 - User Manual Next Page 1. Introduction 1.1 Overview of AP4.0 1.2 Purpose and Features 1.3 System Requirements 1.4 Additional Technical Considerations 2. Getting Started 2.1 Initial Setup and Configuration 2.2 Launching the Program 2.3 Overview of the User Interface 3. Client Acceptance & Sanction Screening 3.1 Functionalities of Drop-Down Menu 3.2 Add New Clients 3.3 Upload Client Names 3.4 Client Acceptance / Engagement Continuance 3.5 Adding Names of Directors, Shareholders and UBO's 3.6 Initial and Ongoing AML Sanction Name Screening 4. Generation of Audit Files 4.1 Introducing the 3 Key Stages 4.2 Setting Complexity in 1. Begin Audit 4.3 Set Up Client Folders 4.4 Completing the "Main" Worksheet 5. Importing Data for Deliverables 5.1 Locating the Chart of Accounts (COA) Mapping Form 5.2 Preview the Expected Outputs (EO) 5.3 Mapping the Trial Balance & Ledgers 5.4 Separating the Ledger Worksheets into Excel Files 5.5 Creating a List of Ledger Excel File Names 5.6 Moving the Ledger Excel Files 6. Generating the Audit Files 6.1 Locating the Generated Audit Files 6.2 Understanding the Working Paper References 6.3 Customizing the Index References 7. Revising and Finalizing Materiality 7.1 Adding Audit Adjustments 7.2 Updating Ledger Excel Files 7.3 Updating the "Main" Worksheet 7.4 Re-Generating Audit Files 7.5 Locating the Re-Generated Audit Files 8. Roll-Over for Next Year Audits 8.1 Performing Next Year Audits 9. Credit Usage 9.1 Credit Deduction 9.2 Credit Expiry 9.3 Extension of Credit Expiry Dates 10. Support and Training 10.1 Pre-Recorded Instructional Videos 10.2 User Manual 10.3 In-Person Tutorial Training Sessions 10.4 New Standards and Legislations 11. Legal and Licensing 11.1 End-User License Agreement 11.2 Data Processing Agreement 11.3 Disclaimer of Liability 11.4 EQC Privacy Policy Appendices Appendix A - List of Tests of Details Appendix B - List of Principal Activities Appendix C - List of Accounting Estimates Appendix D - List of Modifications Bases of Audit Opinions Appendix E - List of Financial Statement Line Items Appendix F - List of Technical Memorandums Appendix G - Test of Details (Sample)
