About Us
EQC Compliance Advisory (EQC) specializes in consulting CPA practices and financial institutions on AFRC inspections, investigations, complaints, and regulatory matters. Our services include inspection consulting, online and in-person training, monitoring, mock audits, quality management system design, anti-money laundering compliance, and general practice protection.
In just 5 years, EQC has consulted on 250+ inspection engagements and served 250+ small and medium-sized practices. Our expertise covers document preparation, engagement file selection, response to review reports, and addressing inquiries from institutes and regulators, backed by evidence of follow-up and remedial actions.
In June 2023, we have launched Audit Program 3.0, an innovative service that utilizes Artificial Intelligence, Machine Learning and Complex Coding to help CPA firms save up to 99.9998% of time costs in completing audit programs that comply with the latest auditing standards, including but not limited to HKSA 220, 315, 540, and HKSQM 1 and 2.
In January 2025, we have launched Audit Program 4.0, an upgrade to the previous version, that adopts generative AI to produce illustrative working papers, analytical reviews, and tests of details, and performs AML sanction screening checks in addition to the functionalities included in Audit Program 3.0.
Consultant
Roger
Position: Consultant – Audit and Inspections
Roger, the preferred consulting partner of Small and Medium Sized CPA Practices (“SMP’s”), successfully helped over 250 SMP’s in preparing for and facilitating to close Practice Reviews & Inspections initiated by the Hong Kong Institute of Certified Public Accountants (the “HKICPA”) and the AFRC.
Roger is a certified public accountant registered under the HKICPA, and Roger acted as an external monitoring reviewer for over 250 CPA practices. Over the last 5 years, Roger has led consultancy work in the preparation, responding, remediating and risk mitigation of practice reviews, inspections, investigations and disciplinary processes.
Our Management
Tricia
Position: Director
Tricia was in sales and general management at the largest global multinational technology company by revenue since 2014, before co-founding EQC Compliance Advisory. Tricia is responsible for the administrative and general management of EQC Compliance Advisory.