Audit Program 4.0 - User Manual
3. Client Acceptance & Sanction Screening:
This section guides users through the process of managing client information and conducting sanction screening in AP4.0. It covers how to efficiently add or edit client names in bulk, as well as input the names of directors, shareholders, and ultimate beneficial owners (UBOs) by bulk upload. Once the client and related names are added, the program performs sanction name screening by comparing all entered names against the UN Consolidated Sanction List. Comprehensive search reports are then generated and stored locally for your records, ensuring compliance with regulatory requirements and streamlining your client acceptance process.