Let us grant you a good night’s sleep with a peace of mind.  We offer the following AFRC Inspection preparation services:

• Monitor reviews with findings & recommendations at the Practice & File Inspection levels (including both ongoing policy monitoring reviews (OPM) & completed file monitoring reviews (CFM).  External monitoring reviews performed by persons independent of the Practice Unit, is a mandatory requirement of HKSQM 1. 

• Mark-up’s to / Drafting your existing System of Quality Management Manual and Anti-Money Laundering Procedures manuals to meet prevailing standards and Ordinances.

• Completed file reviews of High-Risk / High-Fee Audit Engagements

• Consult on technically complex audit and accounting issues, from client acceptance to adequacy of audit documentation, to the use of proper audit opinions and AML procedures

• Consult on the stage-by-stage AFRC Inspection process and common findings and ways to prevent and address these common findings

• Adopt Audit Program 3.0 in generating illustrative Audit Programs for your audit engagements. 

• Become your 24/7 stand-by consultant for the entire AFRC Inspection process